Asset Management Regulation & Governance
Build a practical understanding of the regulatory and governance frameworks that shape asset management. Explore governance structures, oversight responsibilities and regulatory expectations to support stronger decision-making and more confident regulatory discussions.
Understand asset management regulation
Strengthen governance knowledge
Improve regulatory confidence
At a glance
Pathways
7
CPD Credits
5.5
Learning Hours
5
Expert Presenters
10
English
subtitles English
Levels
Foundational & Competent
Education conditions
100% Online
Certificate type
Shareable Certificate
About this Program
Asset management operates within a complex regulatory environment, making strong governance and effective oversight essential. This course explores the key principles of asset management regulation and governance, including how governance structures operate, where oversight responsibilities sit and how regulation influences the management of funds and investment organisations. By the end of the course, you’ll be better equipped to understand regulatory expectations, interpret governance responsibilities and contribute confidently to discussions around fund oversight and regulatory risk.
What you will learn
Understand asset management regulations
Explain key governance structures
Identify governance roles and responsibilities
Understand fund oversight
Recognise key regulatory expectations
Understand governance and regulatory risk
Who is this for?
This course is designed for professionals working in or alongside asset management who need a stronger understanding of regulation, governance and fund oversight. It is particularly relevant for investment professionals, operations teams, risk and compliance professionals, governance teams and those moving into asset management roles.